|
|
Results 1 - 10 of 538 |
Posted Date: Friday, March 15, 2024
New rules adopted by the Securities and Exchange Commission will require public companies to disclose climate-related risks related to their operations, as well as the methods and costs involved in mitigating those risks. There is internal opposition to the rules, which passed by a 3-2 commission vote, as well as pushback from trade organizations and lawmakers. Read on »
Posted Date: Tuesday, March 5, 2024
From procedural rule updates to assisting institutions hit by natural disasters, federal regulators undertake a wide scope of activities that do not often make for major news headlines but are impactful nonetheless. Read on »
Posted Date: Friday, March 1, 2024
The Securities and Exchange Commission recently issued $81 million in total fines against 16 financial firms for widespread recordkeeping failures. Examiners determined employees, including some in senior leadership, engaged in “off-channel” communications and the mishandling of electronic correspondence. Read on »
Posted Date: Tuesday, February 13, 2024
A data breach involving a Bank of America third-party service provider may have compromised customers’ personal identifying information, according to a company notice distributed to individuals potentially affected by the incident. Read on »
Posted Date: Tuesday, February 13, 2024
The Federal Financial Institutions Examination Council released principles intended to help member entities determine whether a supervised institution’s residential property valuation practices are adequate for identifying and mitigating discrimination or bias. Read on »
Posted Date: Tuesday, February 13, 2024
From appraisal bias to redressing consumers harmed by a tech support scam, federal regulators have remained busy in recent weeks. Find out details about these topics and more in this week’s regulatory roundup. Read on »
Posted Date: Tuesday, February 13, 2024
A crypto trading platform agreed to pay $1.5 million to settle charges with the Securities and Exchange Commission and multiple state securities organizations for failing to register its interest-based product offering. The company offered to pay interest to investors who deposited crypto assets on the platform. Read on »
Posted Date: Friday, February 9, 2024
Chevron deference isn’t the only administrative element being considered by the Supreme Court this year. Another case, initially brought against the Securities and Exchange Commission, challenges the validity of agency adjudication, a traditional tool used by the executive branch. Read on »
Posted Date: Tuesday, February 6, 2024
The Securities and Exchange Commission (SEC) exposed an old fraud with a modern twist used to swindle crypto investors out of more than $1.7 billion. The SEC’s complaint said the defendants operated a pyramid scheme advertising significant profits stemming from non-existent revenue streams. Read on »
Posted Date: Tuesday, January 23, 2024
The recent ransomware attack against loanDepot, Inc. exposed approximately 16.6 million individuals’ sensitive personal information, the company disclosed in a press release on Jan. 22. A class action lawsuit filed in California accuses the nonbank lender of failing to adequately protect customer data. Read on »
|
Monthly Newsletter |
Cover Story:
|
|