Despite several regulatory relief measures enacted in recent years, few if any financial institutions are easing off the proverbial compliance pedal, according to the researchers at Wolters Kluwer.
Dodd Frank Update spoke to the firm’s senior advisor Tim Burniston about its 2019 Regulatory and Risk Management Indicator survey which revealed that financial institutions are more concerned about compliance risks than they were a year ago.
Get a detailed account of what conclusions can be drawn from the survey results.