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First action brought under anti-fraud rules
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Case Law, Corporate Governance, Dodd-Frank Basics, Investor Protections
Friday, June 17, 2016
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The Securities and Exchange Commission has brought its first enforcement action under the Dodd-Frank Act’s municipal advisor anti-fraud provisions, reaching two settlements with School Business Consulting Inc. and Keygent LLC for alleged deceptive practices. Read on to learn more.
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