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Strengthen your compliance risk management
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Banking, Conference Coverage, Corporate Governance
Friday, April 8, 2016
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At the Independent Community Bankers of America annual conference, Thomas Grundy, senior regulatory consultant at Wolters Kluwer, and Amy Downey, U.S. banking and regulatory expert at Wolters Kluwer, discussed the “three lines of defense” as applied to compliance risk management, including the specific roles relating to risk oversight and controls within an organization. The Office of the Comptroller of the Currency highlighted the importance of the three lines of defense in September 2014 with its issuance of a “heightened expectations” final rule for large banks, standards that could prove to be beneficial for helping manage risk among smaller banks as well.
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