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SEC proposes amendments to hearings, but are new rules fair enough?
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Investor Protections
Wednesday, October 21, 2015
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In response to growing allegations that its administrative proceedings are unconstitutional and run afoul of the powers bestowed by the Dodd-Frank Act, the Securities and Exchange Commission has proposed two amendments to its Rules of Practice: One that addresses the common criticism of the commission’s “rocket docket,” and another that allows respondents to file documents electronically. So far, the legal realm has condemned the proposed amendments as “miserly” and failing to take the steps needed to make the administrative hearing process fairer. Read on for details of the proposed amendments and to find out how to voice your own opinions on them.
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