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ABA concerned about MSRB muni adviser conduct proposal
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Banking
Wednesday, March 12, 2014
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The American Bankers Association has significant concerns with a rule proposal that would establish standards of conduct and duties for municipal advisers. The proposal, released for comment by the Municipal Securities Rulemaking Board, would prohibit a municipal adviser and any of its affiliates from acting as principal in any transactions with municipal entities or obligated persons. The ABA called on the MSRB to narrow that prohibition. Read on for the details.
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