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SEC defends scope of whistleblower rule’s anti-retaliation provisions
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Corporate Governance, Investor Protections
Wednesday, March 12, 2014
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The Securities and Exchange Commission defended its view that Dodd-Frank’s whistleblower protections apply even in certain circumstances where a purported whistleblower does not report information regarding potential securities law violations directly to the commission. The 5th U.S. Circuit Court of Appeals rejected the SEC’s view in July 2013. A case before the 2nd Circuit touches on the same issue, and the SEC said the court should not adopt the 5th Circuit’s reasoning. Read on for the details.
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