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SEC delays muni adviser rule compliance date
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Banking, Investor Protections
Wednesday, January 15, 2014
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The Securities and Exchange Commission delayed the compliance date for new municipal adviser registration rules that would have taken effect on Jan. 13. The delay came after industry participants asked for additional time to come into compliance with the September 2013 final rule and regulatory guidance the agency released on Jan. 10. Read on to learn about the new compliance date.
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