FREE PREVIEW
|
LOGIN OR SUBSCRIBE NOW TO READ THIS ARTICLE
|
CFTC issues no action letters on external business conduct standards rules
|
|
Derivatives
Tuesday, May 7, 2013
|
|
The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight released three no-action letters delaying compliance for certain Dodd-Frank swaps requirements that would have taken effect on May 1. One such letter provides swap dealers with temporary, conditional relief from certain external business conduct standards rules in the context of prime brokerage arrangements. Read on for the details.
|
TO READ THE FULL STORY
|
|

|
Already a subscriber?
Problems logging in?
Please call 330-659-6101 x 805 or email us for assistance.
|
|
Today's other top stories